SEC Proposes E-Delivery as Default
Action Required: Monitor the SEC rulemaking process for final adoption dates and prepare to update client communication policies and digital delivery consent forms.
The SEC has proposed a rule to make electronic delivery the default standard for client communications, moving away from paper-based delivery. This shift will likely accelerate the digitization of client onboarding and reporting workflows, creating opportunities for advisors to leverage AI-driven document management and automated client communication platforms.
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