Agentic AI in Financial Services: Emerging Uses, Risks, and Policy Considerations
Action Required: Review firm policies regarding the use of autonomous AI agents to ensure they align with emerging regulatory expectations on accountability and bias.
The Center for Democracy and Technology report explores the rise of 'agentic' AI—systems capable of performing tasks autonomously—within financial services. It highlights the dual nature of these tools, which offer efficiency gains for advisory workflows while introducing significant risks regarding bias, accountability, and regulatory compliance.
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